IfFP China | CSWM - Ethics and Professionalism

 
Audience

Advanced: Financial advisors with at least two years of experience in the financial industry, typically serving middle-class households (employees)
 
Curriculum Content（1 Days）

Compliance with the law is the duty of every citizen
•    The Importance of Financial Industry Law
•    Legal Case Sharing in Financial Industry
•    ......
 
Compliance with Industry Requirements is the Foundation of Financial Practice
•    Importance of Industry Regulation Requirements
•    Cases of Violation of Industry Regulation Requirements
•    ......
 
Compliance with company system is the foundation of career development
•    The Importance of Corporate System
•    Cases of violation of company system
•    ......
 
Professional code of conduct is the cornerstone of professional service
•    The Importance of Professional Behavior
•    The importance of professional ethics
•    ......
 
Strictly abiding by professional ethics is the basic integrity of a person
•    The Importance of Professional Ethics
•    Cases of violation of professional ethics
•    ......